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Does Managerial Opportunism Explain the Differential Pricing of Level 3 Fair Value Estimates?
Journal article   Peer reviewed

Does Managerial Opportunism Explain the Differential Pricing of Level 3 Fair Value Estimates?

Dahlia Robinson, Thomas Smith and Adrian Valencia
The Journal of financial research, Vol.41(2), pp.253-289
06-01-2018

Abstract

Business & Economics Business, Finance Social Sciences
Using hand-collected Level 3 data, we find that banks near key capital ratios report higher unrealized gains in Level 3 assets, consistent with managers using Level 3 valuations to boost capital ratios. Additionally, we document an incremental pricing discount for Level 3 assets among these firms, suggesting that the pricing discount observed by prior research may not be entirely due to measurement error inherent in Level 3. Furthermore, we observe that this opportunistic behavior diminishes under the new Financial Accounting Standards Board disclosure regime, suggesting that the expanded disclosures may increase the value relevance and reliability of fair value measurements.

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